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Director of Commercial Banking Compliance

  • Location: Richardson, TX
  • Job Type: Direct Placement
  • Ref No: 22-07414
  • Date: December 07, 2022
  • Pay: $200000.0 - $225000.0 per Hour USD
  • Job title:

Job Description - Director of Commercial Banking Compliance

Director of Commercial Banking Compliance

The Director of Commercial Banking Compliance will help ensure corporate initiatives and departmental processes comply with applicable laws and regulations. This role is responsible for designing and executing complex risk-based compliance evaluations for the purpose of independently validating business line adherence to applicable laws and regulations.



Responsibilities

  • Ensure an effective Commercial Compliance Program by:
    • (i) Enabling the identification, communication and operationalization of applicable federal and state commercial deposit and lending banking regulations,
    • (ii) fostering understanding of associated compliance risk(s) across the organization, as applicable, and
    • (iii) influencing the development of suitable risk mitigation strategies.
  • Serve in the capacity of a trusted advisor on applicable federal and state commercial and corporate banking and lending regulations, and associated compliance risk, to business and operations leadership and organizations.
  • Serve as the Enterprise Regulatory Change Management subject matter expert (new products/services & regulatory change) and enable the program and process to be executed effectively.
  • Manage and provide oversight over the commercial compliance policies and serve as the subject matter expert
  • Make informed decisions and take quick and strategic action.
  • Maintain comprehensive industry and market knowledge with expertise in industry vertical or specialty.
  • Maintain comprehensive understanding of bank products, services, operations, and systems.
  • Analyze and evaluate risks, escalate recommendations, and influence change.
  • Identify and influence transformational opportunities.
  • Maintain knowledge of the latest financial, technology, and banking product innovations and regulations
  • Lead in a fast-paced, dynamic, collaborative, and transformative environment.
  • Maintain strong external network and market presence through active community leadership and relationship development.
  • Manage expenses and budget allocations.
  • Recruit and retain talent.
  • Partner effectively across all levels of the organization and develop positive working relationships
  • Manage and execute multiple complex projects within required timelines

Qualifications

  • Bachelor's degree in Finance, Accounting, Audit or Business with a compliance risk focus; or equivalent years of experience (required)
  • Master's degree in Finance, Accounting, Audit or Business with a compliance risk focus; or equivalent years of experience (preferred)
  • Certified Regulatory Compliance Manager Certification (CRCM) (required)
  • 12+ years of experience in a large or mid-size financial institution (required)
  • 10+ years of experience in financial institution compliance (required)
  • 5+ years of managerial experience in a financial institution (required)
  • Subject matter expert in commercial and corporate banking laws and regulations impacting financial institutions (required)
  • High degree of integrity and strong work ethic
  • Excellent verbal and writing skills



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