The Special investigation team analyst supports various AML processes which may include global sanctions screening, enhanced due diligence and work closely with team lead to perform other critical functions, including but not limited to project management and quality assurance, maintain project status reports, respond and fulfill regulatory request (e.g. OCC, OFAC); maintain policy and procedure, internal correspondent. Perform transaction data analytics, conduct look-back reviews, perform preliminary investigation, liaise with other internal department.
Adverse media: proactive research of AML typology cases, research and analyze data related to law enforcement actions, sanctions designation, terrorist financing, and fraud. Responding to regulatory request, perform case investigation and reporting, conduct enhanced due diligence, OCC/OFAC information request correspondent. Build and maintain awareness of the broader context and implications of the various types of risk affecting the bank (e.g., financial, legal, reputation, etc.). Provide investigation intelligence support by conducting trend analysis, statistical review and special projects involving data from a variety of sources. Understand and adheres to both the letter and the spirit of laws, regulations, and regulatory guidance that apply to the role.
|Paralegal (Legal Team)|
|Deputy Head of Sanctions/OFAC|
|AVP KYC/Onboarding Officer|
|AVP OFAC Operations|