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Options Surveillance Analyst

  • Location: Chicago, IL
  • Job Type: Direct Placement
  • Ref No: 19-00515
  • Date: January 18, 2019
  • Job title:

Michael Shaw

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Job Description - Options Surveillance Analyst

A financial services firm is building out its surveillance and compliance team. The firm is looking for options and regulatory compliance professionals. The Options Surveillance Analysts will be conducting surveillance and monitoring of exchanges to maintain compliance with SEC regulations and obligations. The Options Surveillance Analysts will work with different business units and work alongside regulatory bodies and examiners to enhance the compliance program. The best candidates will have 1-2 years of experience in a compliance, surveillance or regulatory role and have experience in analysis, metrics and data-focused positions. 






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