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Volcker Rule Specialist

  • Location: New York, NY
  • Job Type: Contract
  • Ref No: 18-05169
  • Date: August 10, 2018
  • Job title:

Justin Guerra



Charlton Amos

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Job Description - Volcker Rule Specialist

Volcker Rule Specialist

Volcker Rule Specialist Job Description:

We are looking for an individual with Bachelor’s degree or above who has 15+ years’ relevant experience, s/he must have compliance experiece implementing Volcker Rule compliance programs, including risk control matrices, and policy development. Current or previous Series 7 Certification is highly desired.

Volcker Rule Specialist Responsibilities:

Review the Volcker Rule Risk Control Matrix (  "RCM ) to confirm and amend as necessary so that it properly identifies risks and corresponding controls.

  • Develop a procedure/guideline to support the annual review of the RCM
  • Review Volcker Rule Policy and recommend changes as necessary
  • Review framework for determing employees to be sibject to Volcker rule training.
  • Prepare presentation materials for the Volcker Rule Committee to address prosposed changes.
  • Review recommended drafts with the acting CCO and the Head of CMTG(Compliance Monitoring & Testing Group), and will incorporate their recommended changes.


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